Order Routing Disclosure

Our clearing firm, Pershing LLC (“Pershing”), has provided the data concerning the routing of order flow (the “Data”) on this website. Although Pershing has used commercially reasonable efforts to provide accurate Data, the Data is provided to you on an “as is” basis.

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Our firm routes 100% of our retail non-directed orders (defined as “held” orders) in the National Market System (NMS) equities and options to our clearing broker, Pershing LLC, for further handing, routing and execution. We do not receive payment for order flow from Pershing or any market center. For additional information about Pershing LLC’s payment for order flow practices, please see Pershing’s SEC Rule 606 disclosure.