Obtain more information about our firm and its financial professionals on FINRA’s BrokerCheck | Form CRS
Obtain more information about our firm and its financial professionals on FINRA’s BrokerCheck | Form CRS
At Money Concepts Capital Corp. (“MCC”) we understand that the privacy and security of the personal and account information you have entrusted to us and to our independent associates is of utmost importance. We value the opportunity to serve you and are committed to protecting your information with care.
When you establish a relationship with an independent MCC Financial Professional and purchase financial and investment products and services through MCC, you provide personal and financial information to help assess and achieve your financial goals. MCC and its affiliate, Money Concepts International, Inc., are committed to protecting the privacy of the information we collect, use, and share.
We employ physical, electronic, and procedural safeguards to protect your nonpublic personal information. We also follow appropriate methods for the secure disposal of consumer report information so that it cannot reasonably be read or reconstructed.
MCC and our independent associates may share information about you with nonaffiliated financial institutions, such as banks, clearing firms, or custodians, that perform services on our behalf. These service providers are contractually bound to maintain confidentiality and may use the information only to provide the agreed-upon services.
We may also disclose your information to nonaffiliated third parties as permitted or required by law (for example, to process a transaction you have authorized, to comply with regulatory requests, or in response to a subpoena).
We do not sell, share, or disclose your nonpublic personal information to unaffiliated third-party marketing companies. Our employees and independent associates have access to your information only when necessary to serve you, and all are strictly bound by this privacy policy.
If the MCC Financial Professional servicing your account(s) leaves MCC to join another broker/dealer, the MCC Financial Professional may retain copies of your personal information so that he or she can continue to serve you at the new firm. In doing so, your representative may share your information with the new firm, but is otherwise required to keep confidential the personal information obtained from you while the associate was affiliated with MCC and he or she may only use it to service your account(s).
State-Specific Requirements
If you reside in the state of Alaska, California, Illinois, Maine, Massachusetts, Missouri, New Hampshire, North Dakota or Vermont, we are required to obtain your written approval to allow your financial professional to take your information to a new firm.
Residents of “opt-out” states who do not want their financial professional to take their information upon departure may contact our Compliance Department at 800326-1825 to opt out. An opt-out by a joint account holder applies to all associated joint customers.
We are committed to protecting your privacy online. We do not collect personally identifiable information without your knowledge. We may use cookies and collect non-personal information (such as browser type or pages visited) for statistical purposes only. Secure areas of our website use encryption. While we take reasonable measures to protect your information, we cannot guarantee 100% security of internet transmissions.
Please provide updates to your personal information to your independent Financial Professional so we can serve you effectively.
This policy reflects our current practices and is subject to change. If we make any material changes to our privacy practices, we will provide you with a revised notice.
By conducting business with MCC, you consent to the collection and use of your information as described in this policy.
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